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Investments glossary

Unlisted Security


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Stay away from needle drugs. Richard Nixon is the only dope worth shooting.

— Abbie Hoffman

An unlisted security is a financial instrument that is not traded on a formal exchange because it does not meet listing requirements. Trading of unlisted securities is done on the over-the-counter (OTC) market and they are often called OTC securities. Market makers, or dealers, facilitate the buying and selling of unlisted securities on the OTC market.

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