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Investments glossary

Howey Test

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Quotes of the day:

Early morning hath gold in its mouth.

— Benjamin Franklin

The Securities Act of 1933 and the Securities Exchange Act of 1934 dictate much of the U.S. government’s approach to financial regulation, even nearly 100 years after they were established. Under these acts, transactions which qualify as investment contracts are considered securities, meaning that they are also subject to specific requirements related to disclosure and registration.



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